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| e218fc | R. Bishop | 2025-09-20 19:07:43 | 1 | # Regulatory Framework for Fire, Security and Electrical Systems |
| 2 | ||||
| 3 | ## Overview |
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| 4 | ||||
| 5 | The UK’s fire, security, and electrical sectors operate under a **layered regulatory framework**. At the top is **statutory law**, which is enforceable in court. Below this are **non-statutory standards and guidance** (British Standards, Approved Documents, insurer requirements). |
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| 6 | ||||
| 7 | While not “law” in themselves, these documents are the **yardstick used by enforcing authorities, insurers, and courts** to judge whether systems are adequate. In practice, failure to comply with them can: |
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| 8 | ||||
| 9 | * Lead to **prosecution** under the Fire Safety Order, Health and Safety at Work Act, or Electricity at Work Regulations. |
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| 10 | * Result in **invalidated insurance** cover. |
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| 11 | * Create **personal liability** for company directors, managers, designers, and contractors. |
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| 12 | ||||
| 13 | --- |
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| 14 | ||||
| 15 | ## 1. Statutory Legislation |
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| 16 | ||||
| 17 | ### Fire Safety |
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| 18 | ||||
| 19 | * **Regulatory Reform (Fire Safety) Order 2005 (FSO)** - applies in England and Wales. |
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| 20 | ||||
| 21 | * Requires the “Responsible Person” to provide and maintain **appropriate fire detection and alarm systems**. |
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| 22 | * Risk assessment must determine what “appropriate” means. In enforcement and court proceedings, **BS 5839-1** is almost always taken as the benchmark. |
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| 23 | ||||
| 24 | * **Building Regulations (Approved Document B)** - applies at design and construction stage. |
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| 25 | ||||
| 26 | * Sets requirements for fire detection, alarms, escape routes, emergency lighting, smoke control, and power supplies. |
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| 27 | * Approved Documents are statutory guidance: you can deviate, but you must prove an equivalent or better level of safety. |
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| 28 | ||||
| 29 | ### Electrical Safety |
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| 30 | ||||
| 31 | * **Electricity at Work Regulations 1989 (EAWR)** - require all electrical systems to be safe. |
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| 32 | ||||
| 33 | * BS 7671 (IET Wiring Regulations) is the recognised means of compliance. |
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| 34 | * **Health and Safety at Work Act 1974** - overarching duty to ensure safety of employees and others. |
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| 35 | ||||
| 36 | ### Criminal Liability |
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| 37 | ||||
| 38 | * Breaches can be prosecuted in the criminal courts. |
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| 39 | * Penalties include **unlimited fines** and, in serious cases, **custodial sentences** for directors and managers. |
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| 40 | ||||
| 41 | --- |
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| 42 | ||||
| 43 | ## 2. British Standards and Codes of Practice |
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| 44 | ||||
| 45 | British Standards are **not law**, but they define “best practice.” Courts, regulators, and insurers use them to assess compliance with the statutory duty to provide “appropriate” systems. |
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| 46 | ||||
| 47 | Key standards include: |
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| 48 | ||||
| 49 | * **Fire Alarms:** BS 5839-1:2025 (non-domestic), BS 5839-6 (domestic). |
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| 50 | * **Emergency Lighting:** BS 5266-1. |
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| 51 | * **Smoke Control:** BS 7346-8, BS 7273-6. |
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| 52 | * **Electrical Installations:** BS 7671:2018+A3. |
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| 53 | * **Security Systems:** |
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| 54 | ||||
| 55 | * Intruder alarms - BS EN 50131 series. |
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| 56 | * Access control - BS EN 60839 series. |
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| 57 | * CCTV - BS EN 62676 series. |
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| 58 | ||||
| 59 | **Important:** Courts expect a system to either comply with the relevant BS, or the dutyholder must **prove that an alternative is equivalent or superior**. This is a high bar. |
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| 60 | ||||
| 61 | --- |
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| 62 | ||||
| 63 | ## 3. Non-Statutory Guidance and Insurance Requirements |
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| 64 | ||||
| 65 | ### Guidance Sources |
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| 66 | ||||
| 67 | * **NFCC (National Fire Chiefs Council):** guidance notes on temporary fire alarms, stay-put vs evacuation, cladding remediation. |
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| 68 | * **LPCB / BRE:** product certification (LPS 1014 for fire alarm companies, LPS 1204 for emergency lighting). |
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| 69 | * **FPA / RISCAuthority:** insurer-led guidance (RC series on sprinklers, cabling, emergency power). |
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| 70 | * **BSI Published Documents (PDs):** e.g. PD 7974 (fire engineering). |
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| 71 | ||||
| 72 | ### Why They Matter |
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| 73 | ||||
| 74 | * **Insurance:** Most commercial property policies require compliance with LPCB/FPA standards. Non-compliance may void cover. |
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| 75 | * **Enforcement:** Fire and rescue authorities reference NFCC and BS guidance in notices. |
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| 76 | * **Contracts:** Housing associations, councils, and commercial clients typically require compliance with BS/LPCB guidance in specifications. |
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| 77 | ||||
| 78 | Even though these documents are technically “non-statutory,” **ignoring them can still lead to prosecution** because they represent the accepted standard of care. |
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| 79 | ||||
| 80 | --- |
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| 81 | ||||
| 82 | ## 4. Legal Liability for Non-Compliance |
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| 83 | ||||
| 84 | ### Who is Responsible? |
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| 85 | ||||
| 86 | * **Responsible Person** (FSO) - building owner, employer, or occupier. |
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| 87 | * **Directors/Managers** - can be held personally liable under HSWA and Corporate Manslaughter Act. |
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| 88 | * **Designers/Installers/Maintainers** - liable if systems are not compliant with BS standards or industry practice. |
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| 89 | ||||
| 90 | ### Sentencing Guidelines |
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| 91 | ||||
| 92 | The **Sentencing Council’s guidelines for health and safety and fire safety offences** (2016) set out penalties: |
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| 93 | ||||
| 94 | * **Large organisations:** fines from £100,000 up to £10m, depending on harm and culpability. |
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| 95 | * **Individuals:** unlimited fines, disqualification as a director, or imprisonment (up to 2 years for fire safety offences, unlimited under HSWA for gross negligence). |
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| 96 | * **Corporate manslaughter:** fines starting at £500,000, potentially in the millions. |
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| 97 | ||||
| 98 | Courts assess: |
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| 99 | ||||
| 100 | 1. **Harm risked** (potential death/serious injury). |
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| 101 | 2. **Likelihood** of the harm occurring. |
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| 102 | 3. **Culpability** (was it deliberate, reckless, or negligent). |
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| 103 | 4. **Turnover of the organisation** (to size fines proportionally). |
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| 104 | ||||
| 105 | ### Case Law Examples |
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| 106 | ||||
| 107 | * **Hotel fires:** owners jailed for inadequate fire alarm systems. |
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| 108 | * **Warehouse fires:** insurers refusing to pay out because systems didn’t meet BS 5839, despite being “functional.” |
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| 109 | ||||
| 110 | --- |
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| 111 | ||||
| 112 | ## 5. Integration Across Fire, Security, and Electrical Systems |
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| 113 | ||||
| 114 | Because modern buildings use integrated systems, failure in one discipline can expose liability across all: |
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| 115 | ||||
| 116 | | System | Legal Duty | Relevant BS/Guidance | Liability if Non-Compliant | |
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| 117 | | ----------------------------- | ------------------------------ | -------------------- | ----------------------------------------------- | |
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| 118 | | Fire alarms | FSO 2005 | BS 5839-1 | Responsible Person + installer/maintainer | |
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| 119 | | Emergency lighting | FSO 2005, Building Regs B | BS 5266-1 | Responsible Person + electrical contractor | |
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| 120 | | Smoke control | FSO 2005, Building Regs B | BS 7273-6, BS 7346-8 | Responsible Person + fire engineer | |
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| 121 | | Access control (door release) | FSO 2005 (escape routes) | BS 7273-4 | Employer/building owner | |
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| 122 | | Intruder alarms | Insurance contracts | BS EN 50131 | Insured party liable for loss if non-compliant | |
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| 123 | | CCTV | Data Protection Act, insurance | BS EN 62676 | Employer liable for unlawful/ineffective system | |
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| 124 | | Electrical distribution | EAWR 1989 | BS 7671 | Dutyholder + electrical contractor | |
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| 125 | ||||
| 126 | --- |
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| 127 | ||||
| 128 | ## 6. Amendments to the Fire Safety Order (FSO) |
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| 129 | ||||
| 130 | The **Regulatory Reform (Fire Safety) Order 2005** was strengthened by the: |
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| 131 | ||||
| 132 | * **Fire Safety Act 2021** |
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| 133 | ||||
| 134 | * Clarified that the FSO applies to **external walls (including cladding), flat entrance doors, and structure**. |
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| 135 | * Brought thousands of residential blocks under clearer fire risk assessment requirements. |
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| 136 | ||||
| 137 | * **Fire Safety (England) Regulations 2022** (in force from 23 January 2023) |
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| 138 | ||||
| 139 | * Introduced specific duties for **high-rise residential buildings (>18 m)**, including: |
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| 140 | ||||
| 141 | * Monthly checks of lifts/firefighting equipment. |
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| 142 | * Information on fire doors to residents. |
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| 143 | * Provision of floor and building plans to fire and rescue services. |
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| 144 | ||||
| 145 | * **Building Safety Act 2022** |
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| 146 | ||||
| 147 | * Created the **Building Safety Regulator**. |
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| 148 | * Introduced “Accountable Person” and “Principal Accountable Person” duties for higher-risk residential buildings. |
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| 149 | * Reinforces overlap between building safety and fire safety regimes. |
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| 150 | ||||
| 744775 | R. Bishop | 2025-09-20 19:09:51 | 151 | These amendments make it clear that fire detection, alarms, emergency lighting, and smoke control systems are not just design-stage requirements - they must be **maintained in use throughout the life of the building**, with specific legal duties on owners and managers. |
| e218fc | R. Bishop | 2025-09-20 19:07:43 | 152 | |
| 153 | --- |
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| 154 | ||||
| 155 | ## 7. Role of FIA and BAFE |
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| 156 | ||||
| 157 | Although **FIA** and **BAFE** are not statutory bodies, they are central to the UK compliance framework: |
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| 158 | ||||
| 159 | ### Fire Industry Association (FIA) |
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| 160 | ||||
| 161 | * UK’s largest fire protection trade body. |
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| 162 | * Publishes technical guidance and training. |
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| 163 | * Works closely with government, BSI, and insurers. |
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| 164 | * FIA membership is often a pre-qualification requirement in tenders. |
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| 165 | * FIA guidance is widely referenced by enforcing authorities as “industry good practice.” |
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| 166 | ||||
| 167 | ### BAFE (British Approvals for Fire Equipment) |
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| 168 | ||||
| 169 | * Third-party certification body for fire protection contractors. |
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| 170 | * Operates schemes for design, installation, commissioning, and maintenance: |
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| 171 | ||||
| 172 | * **SP203-1**: Fire detection and alarm systems. |
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| 173 | * **SP203-3**: Emergency lighting. |
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| 174 | * **SP207**: Evacuation alert systems. |
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| 175 | * **SP206**: Kitchen suppression systems. |
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| 176 | * Insurers and clients often **mandate BAFE certification** as proof of competency. |
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| 177 | * UKAS accreditation makes BAFE schemes the recognised route to proving compliance with FSO duties (competent person requirement). |
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| 178 | ||||
| 179 | ### Why They Matter |
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| 180 | ||||
| 181 | * Enforcement authorities will ask: *“Was the work carried out by a competent, third-party certified organisation?”* |
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| 182 | * BAFE/FIA certification provides evidence of competency and due diligence. |
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| 183 | * Courts and insurers often treat lack of third-party certification as a sign of negligence. |
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| 184 | ||||
| 185 | --- |
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| 186 | ||||
| 187 | ## 8. Non-Statutory but Critical to Compliance |
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| 188 | ||||
| 189 | To tie it together: |
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| 190 | ||||
| 191 | * **Legislation** (FSO, EAWR, Building Regs) creates the duties. |
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| 192 | * **Standards** (BS 5839, BS 5266, BS 7671) show how to meet those duties. |
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| 193 | * **FIA/BAFE** schemes demonstrate that the people doing the work are competent. |
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| 194 | * **Insurer and NFCC guidance** adds additional risk-based expectations. |
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| 195 | ||||
| 196 | **Failure in any of these areas can still result in enforcement action or prosecution.** |
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| 197 | ||||
| 198 | * A system installed to the “bare minimum” of law but not to BS 5839 could still be found non-compliant in court. |
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| 199 | * A system installed to BS 5839 but by a non-competent company could lead to insurer repudiation of claims. |
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| 200 | * A system installed to BS by a competent company but not maintained could trigger enforcement under the amended FSO. |
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| 201 | ||||
| 202 | --- |
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| 203 | ||||
| 204 | ## Summary |
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| 205 | ||||
| 206 | * **Law sets the duty**: FSO, EAWR, Building Regs, HSWA. |
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| 207 | * **British Standards set the benchmark**: BS 5839, BS 5266, BS 7671, BS EN 50131, etc. |
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| 208 | * **Guidance and insurer requirements raise the bar**: NFCC, LPCB, FPA. |
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| 209 | * **Failure to comply** can lead to: |
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| 210 | * Criminal prosecution. |
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| 211 | * Unlimited fines or imprisonment. |
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| 212 | * Invalid insurance. |
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| 213 | * Civil liability for damages. |
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| 214 | ||||
| 215 | **Key point:** Even though many standards are “non-statutory,” in practice they are the *only recognised way* of proving compliance. A system that does not follow them leaves the dutyholder, designer, and installer open to prosecution and financial loss. |